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ABOUT US
David Tilkin is a litigation support and expert witness specialist with over
20 years of experience in the securities industry and over ten years
experience in the compliance software industry. David has supervised
hundreds of brokers and scores of branch managers in his tenure at both
Smith Barney and Wachovia Securities. David currently maintains a Series 65
license and has previously maintained a Series 63, 7, 8, 4 and insurance licenses.
David’s brokerage participation included management, recruiting, training, sales
leadership, administrative and compliance support.
David has
been providing litigation and expert witness services at varying degrees
since 2000 when David left Wachovia Securities to start Protegent. The
Tilkin Group has been singly involved with litigation support and providing
expert witness services since 2008. The efforts of the Tilkin Group have
supported both private practice attorneys litigating against the securities
industry and supported the efforts of financial service firms in their
defense of claims. David has testified in numerous cases around issues of
suitability, supervision, raiding and sales practice. David has published
numerous articles on the issues of suitability, supervision and financial
services software.
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